Yaphe On Iraq Division
 

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The Three-State Solution is a No-State Solution

November 25, 2003 (Posted November 28, 2003)

Response to Les Gelb, "The Three-State Solution" Op-Ed In The New York Times of November 25, 2003

By Judith S. Yaphe

Mr. Gelb offers a provocative suggestion for U.S. policy in Iraq, but it is based on erroneous assumptions. Dividing Iraq into three mini-states will not work. All would be fragile, indefensible, and ethnically and economically unstable. Mutual needs to cooperate to produce and export oil or agricultural and commercial products would not foster interstate cooperation. Rather, division would exacerbate rivalries that would threaten to spill over into neighboring countries, especially Iran, Turkey, and Syria. Would the neighbors consent to the creation on their porous borders of three potentially unstable and destabilizing tribal fiefdoms? Iran and Turkey have already indicated they would not, and Iran has recognized the Governing Council as a legitimate body. Can the U.S. afford an expanded regional instability that would most likely encourage religious extremists, Saddam loyalists, and free-lance fighters to converge on the Republic of Kurdistan, the Islamic Republic of Iraq, and New Tikrit? And what do you do about Baghdad? How do you divide a city that is home to Sunni and Shia Arabs, Iranians, Kurds, Turkmen, Christians and perhaps even a small Jewish remnant? Simply stated, assigning Baghdad to one of the states invites a civil conflict in the city, at the very least, if not wholesale ethnic or sectarian cleansing.

Mr. Gelb is correct in saying that the recently announced shift in U.S. policy in Iraq-one that calls for a more rapid transfer of power to Iraqis and quicker training for their new military and security types-will be interpreted as signs of American weakness, impatience, and fickleness. But there are more fundamental weaknesses in his argument that reveal a basic lack of knowledge of Iraq and the models he claims to want to emulate-including Yugoslavia under Tito, the failure of overwhelming force to resolve the Bosnia and Kosovo crises, and the costs of preventing what he calls "the natural states." What, Mr. Gelb, is a natural state? Would your definition apply to the Confederacy in 1860?

Let me stick to what I know. The following points are in response to Mr. Gelb.

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Iraq was not simply an artificial construct. The provinces of Basra, Baghdad and Mosul existed prior to and under Ottoman rule in a manner similar to the provinces of the Balkans, and even though Iraq's present day structure was imposed from outside, the country has a national identity that cannot be dismissed. The British ruled Iraq's fractious populations just as the Ottoman Turks did-using a policy of divide and rule, they played off ethnic groups and tribes against each other while according the Sunni Arabs education and military training in Turkish academies and status and employment in the Ottoman and then British-controlled military and civil service. Dividing Iraq would replicate external rivalries and risk international meddling.
 

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Iraq is not unique in its Sunni-Shia make-up. Shia Arabs constitute the majority of the population in Bahrain and Lebanon and comprise nearly 20 percent of the population of Saudi Arabia, concentrated in its oil-rich Eastern Province. A Shia state in Iraq would probably not be an Iranian satrap (a good Persian word) but it would be weak and prone to meddling by Iranian, Pakistani, or even Indian Shia, all of whom are present in Iraq in considerable numbers. Iraq's southern Arab tribes did not convert to Shia Islam until the late 18th-mid 19th century and even then, tribalism remained important in defining identity. The issue here is this: partitioning Iraq could set a dangerous precedent for other countries with populations divided by sectarian or ethnic differences.
 

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Iraq does not divide logically or neatly between Sunni Arab and Shia Arab. They live intermixed in much of Iraq and in Baghdad, where an estimated 60 percent of the population is Shia, 20 percent Sunni Arab, and 20 percent Kurd and Turkman. Sunni Arabs live in the southern cities of Basra and Zubayr and along the borders with Kuwait and Saudi Arabia. Iraq's Arabs-Sunni or Shia-do not now and never have sought division. There is a long tradition of inter-communal cooperation and intermarriage. Many Sunni Arab clans and families, including Saddam's, have Sunni and Shia branches. Moreover, Kurds, Shia Arabs and Sunni Arabs have worked together in Iraq's past and could again in the future. Iraq under the monarchy had Shia prime ministers and Cabinet ministers as well as Kurdish generals. Division of Iraq by sect or ethnicity would clearly exacerbate trends to cooperation while reinforcing community isolation and encouraging xenophobic mistrust of "the others."
 

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Iraq's Sunni and Shia Arabs are Iraqi first and pan-Arab last. Arab nationalist sympathies have a long history in Iraq, going back to 1916 when Arabs from Baghdad, Basra, and Mosul provinces abandoned the Ottoman Empire and joined the Great Arab Revolt led by the Amir Faysal (who became King Faysal I of Iraq in 1921) and T.E. Lawrence. But Faysal and that generation of Iraqi leaders worked to create an Iraqi and Arab state. If there was yearning for Pan-Arabism, Saddam quelled it with his personal feud and leadership rivalry with Syrian President Hafiz al-Asad, an enmity that spanned more than 30 years. The Ba'th Party was founded on an ideology of Arabism, nationalism, and social justice but Saddam rewrote the credo to demand loyalty to him. The basis of the Party's popularity in Iraq was that it offered, at least in its early days, a level playing field for all Iraqis, regardless of religion or ethnicity. Kurds, Christians and Shia joined, rejecting Arab nationalism in favor of Saddam's myth of the New Iraqi whose identity and loyalties rose above sect and ethnic differences. Score one for Saddam! A divided Iraq could have the unintended consequence of encouraging the neighbors-Iran, Syria, Saudi Arabia, even Jordan-to stake out claims to "protect" their compatriots in the new states, much the same as Turkey has claimed the right to protect the Turkmen in northern Iraq.
 

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Iraq's Kurds will not confine themselves to their current boundaries. They are already creating (or recreating) new facts on the ground by removing Arabs settled in Kirkuk and other areas of the north as part of Saddam's arabization program. They are challenging Turkmen claims to territory as well and have spoken of historical Kurdish claims to Mosul and beyond Kirkuk City to its oil fields. They call it creating a Kurdistani identity, one that would incorporate non-Kurdish populations living in the north. The Kurds have been self-governing with U.S., British and French over flight protection since 1991. In that time, the Turks continued to mount offensive counter-insurgency operations in northern Iraq. Ankara had as many as 30,000 troops in Iraq at various times to ferret out the anti-Turkish Kurdish party, the PKK. Ankara has "lived" with the Kurdish situation in Iraq not because it accepted it but because we said so. Make no mistake-the Kurds will push for full independence and control of additional territory, and some Turks may even accuse them of backing the recent spate of terrorist attacks against British and Jewish targets in Istanbul.
 

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According to Mr. Gelb, the U.S. should pay for implementing his solutions. I, for one, would object to paying for the virtual destruction of Iraq, regional security, and U.S. credibility. Iraq's future is not in the "denied but natural past" that Mr. Gelb has invented. It is more likely in the images of cooperation and a more hopeful future that most Iraqis prefer. And it also lies in what Kanan Makiya describes in his book Cruelty and Silence, in which he suggests that Saddam survived in large part because Iraq's neighbors and the Arab world wanted him to survive. Iraqis, regardless of sect or ethnicity, are not likely to welcome in those it viewed as backing Saddam and having as their agenda a weak Iraq.

I am always impressed when I read op-eds and articles on Iraq by how little is known of the country or its people. I am worried about the disregard for the consequences of U.S. actions, especially of an unprepared, ill-conceived, and premature U.S. withdrawal. No wonder we are not trusted in the region, and no wonder we will be accused of fabricating expedient solutions intended to meet our domestic political needs while we disregard what may be good for Iraqis. It is simplistic to think of Iraq as "an historical defect" that can be "corrected" by dividing it into 3 separate states. It is naïve to think we could proceed along that course without risking serious harm to other vital U.S. interests, including access to oil, regional security and the war on terrorism. And I think most reasonable people understand how we will be perceived should we pursue a three-state solution: the United States would be seen as feckless, lacking in resolve, and too willing to act pre-emptively to change a regime without assuming its responsibility under moral and international law for securing the safety and well-being of its citizens. No reasonable observer could claim that the transition of Iraq from 35 years of rule by a vicious and reprehensible autocrat into a democratic society would be easy, quick, or cheap.

Judith S. Yaphe is Senior Fellow for the Middle East in the Institute for National Strategic Studies, National Defense University, Washington, DC

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