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| | The Three-State Solution is a No-State Solution
November 25, 2003 (Posted November 28, 2003)
Response to Les Gelb,
"The Three-State
Solution" Op-Ed In The New York Times of November 25, 2003
By Judith S. Yaphe
Mr. Gelb offers a provocative suggestion for U.S. policy in
Iraq, but it is based on erroneous assumptions. Dividing Iraq into three
mini-states will not work. All would be fragile, indefensible, and ethnically
and economically unstable. Mutual needs to cooperate to produce and export oil
or agricultural and commercial products would not foster interstate cooperation.
Rather, division would exacerbate rivalries that would threaten to spill over
into neighboring countries, especially Iran, Turkey, and Syria. Would the
neighbors consent to the creation on their porous borders of three potentially
unstable and destabilizing tribal fiefdoms? Iran and Turkey have already
indicated they would not, and Iran has recognized the Governing Council as a
legitimate body. Can the U.S. afford an expanded regional instability that would
most likely encourage religious extremists, Saddam loyalists, and free-lance
fighters to converge on the Republic of Kurdistan, the Islamic Republic of Iraq,
and New Tikrit? And what do you do about Baghdad? How do you divide a city that
is home to Sunni and Shia Arabs, Iranians, Kurds, Turkmen, Christians and
perhaps even a small Jewish remnant? Simply stated, assigning Baghdad to one of
the states invites a civil conflict in the city, at the very least, if not
wholesale ethnic or sectarian cleansing.
Mr. Gelb is correct in saying that the recently announced
shift in U.S. policy in Iraq-one that calls for a more rapid transfer of power
to Iraqis and quicker training for their new military and security types-will be
interpreted as signs of American weakness, impatience, and fickleness. But there
are more fundamental weaknesses in his argument that reveal a basic lack of
knowledge of Iraq and the models he claims to want to emulate-including
Yugoslavia under Tito, the failure of overwhelming force to resolve the Bosnia
and Kosovo crises, and the costs of preventing what he calls "the natural
states." What, Mr. Gelb, is a natural state? Would your definition apply to the
Confederacy in 1860?
Let me stick to what I know. The following points are in
response to Mr. Gelb.
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Iraq was not simply an artificial construct. The
provinces of Basra, Baghdad and Mosul existed prior to and under Ottoman
rule in a manner similar to the provinces of the Balkans, and even though
Iraq's present day structure was imposed from outside, the country has a
national identity that cannot be dismissed. The British ruled Iraq's
fractious populations just as the Ottoman Turks did-using a policy of divide
and rule, they played off ethnic groups and tribes against each other while
according the Sunni Arabs education and military training in Turkish
academies and status and employment in the Ottoman and then
British-controlled military and civil service. Dividing Iraq would replicate
external rivalries and risk international meddling.
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Iraq is not unique in its Sunni-Shia make-up. Shia
Arabs constitute the majority of the population in Bahrain and Lebanon and
comprise nearly 20 percent of the population of Saudi Arabia, concentrated
in its oil-rich Eastern Province. A Shia state in Iraq would probably not be
an Iranian satrap (a good Persian word) but it would be weak and prone to
meddling by Iranian, Pakistani, or even Indian Shia, all of whom are present
in Iraq in considerable numbers. Iraq's southern Arab tribes did not convert
to Shia Islam until the late 18th-mid 19th century and even then, tribalism
remained important in defining identity. The issue here is this:
partitioning Iraq could set a dangerous precedent for other countries with
populations divided by sectarian or ethnic differences.
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Iraq does not divide logically or neatly between Sunni
Arab and Shia Arab. They live intermixed in much of Iraq and in Baghdad,
where an estimated 60 percent of the population is Shia, 20 percent Sunni
Arab, and 20 percent Kurd and Turkman. Sunni Arabs live in the southern
cities of Basra and Zubayr and along the borders with Kuwait and Saudi
Arabia. Iraq's Arabs-Sunni or Shia-do not now and never have sought
division. There is a long tradition of inter-communal cooperation and
intermarriage. Many Sunni Arab clans and families, including Saddam's, have
Sunni and Shia branches. Moreover, Kurds, Shia Arabs and Sunni Arabs have
worked together in Iraq's past and could again in the future. Iraq under the
monarchy had Shia prime ministers and Cabinet ministers as well as Kurdish
generals. Division of Iraq by sect or ethnicity would clearly exacerbate
trends to cooperation while reinforcing community isolation and encouraging
xenophobic mistrust of "the others."
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Iraq's Sunni and Shia Arabs are Iraqi first and
pan-Arab last. Arab nationalist sympathies have a long history in Iraq,
going back to 1916 when Arabs from Baghdad, Basra, and Mosul provinces
abandoned the Ottoman Empire and joined the Great Arab Revolt led by the
Amir Faysal (who became King Faysal I of Iraq in 1921) and T.E. Lawrence.
But Faysal and that generation of Iraqi leaders worked to create an Iraqi
and Arab state. If there was yearning for Pan-Arabism, Saddam quelled it
with his personal feud and leadership rivalry with Syrian President Hafiz
al-Asad, an enmity that spanned more than 30 years. The Ba'th Party was
founded on an ideology of Arabism, nationalism, and social justice but
Saddam rewrote the credo to demand loyalty to him. The basis of the Party's
popularity in Iraq was that it offered, at least in its early days, a level
playing field for all Iraqis, regardless of religion or ethnicity. Kurds,
Christians and Shia joined, rejecting Arab nationalism in favor of Saddam's
myth of the New Iraqi whose identity and loyalties rose above sect and
ethnic differences. Score one for Saddam! A divided Iraq could have the
unintended consequence of encouraging the neighbors-Iran, Syria, Saudi
Arabia, even Jordan-to stake out claims to "protect" their compatriots in
the new states, much the same as Turkey has claimed the right to protect the
Turkmen in northern Iraq.
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Iraq's Kurds will not confine themselves to their
current boundaries. They are already creating (or recreating) new facts on
the ground by removing Arabs settled in Kirkuk and other areas of the north
as part of Saddam's arabization program. They are challenging Turkmen claims
to territory as well and have spoken of historical Kurdish claims to Mosul
and beyond Kirkuk City to its oil fields. They call it creating a Kurdistani
identity, one that would incorporate non-Kurdish populations living in the
north. The Kurds have been self-governing with U.S., British and French over
flight protection since 1991. In that time, the Turks continued to mount
offensive counter-insurgency operations in northern Iraq. Ankara had as many
as 30,000 troops in Iraq at various times to ferret out the anti-Turkish
Kurdish party, the PKK. Ankara has "lived" with the Kurdish situation in
Iraq not because it accepted it but because we said so. Make no mistake-the
Kurds will push for full independence and control of additional territory,
and some Turks may even accuse them of backing the recent spate of terrorist
attacks against British and Jewish targets in Istanbul.
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According to Mr. Gelb, the U.S. should pay for
implementing his solutions. I, for one, would object to paying for the
virtual destruction of Iraq, regional security, and U.S. credibility. Iraq's
future is not in the "denied but natural past" that Mr. Gelb has invented.
It is more likely in the images of cooperation and a more hopeful future
that most Iraqis prefer. And it also lies in what Kanan Makiya describes in
his book Cruelty and Silence, in which he suggests that Saddam survived in
large part because Iraq's neighbors and the Arab world wanted him to
survive. Iraqis, regardless of sect or ethnicity, are not likely to welcome
in those it viewed as backing Saddam and having as their agenda a weak Iraq.
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I am always impressed when I read op-eds and articles on
Iraq by how little is known of the country or its people. I am worried about the
disregard for the consequences of U.S. actions, especially of an unprepared,
ill-conceived, and premature U.S. withdrawal. No wonder we are not trusted in
the region, and no wonder we will be accused of fabricating expedient solutions
intended to meet our domestic political needs while we disregard what may be
good for Iraqis. It is simplistic to think of Iraq as "an historical defect"
that can be "corrected" by dividing it into 3 separate states. It is naïve to
think we could proceed along that course without risking serious harm to other
vital U.S. interests, including access to oil, regional security and the war on
terrorism. And I think most reasonable people understand how we will be
perceived should we pursue a three-state solution: the United States would be
seen as feckless, lacking in resolve, and too willing to act pre-emptively to
change a regime without assuming its responsibility under moral and
international law for securing the safety and well-being of its citizens. No
reasonable observer could claim that the transition of Iraq from 35 years of
rule by a vicious and reprehensible autocrat into a democratic society would be
easy, quick, or cheap.
Judith S. Yaphe is Senior Fellow for the Middle East in
the Institute for National Strategic Studies, National Defense University,
Washington, DC 
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